Research articleRestoration of disk height through non-surgical spinal decompression is associated with decreased discogenic low back pain: a retrospective cohort study
Christian C Apfel*1,5, Ozlem S Cakmakkaya1,5, William Martin2,5, Charlotte Richmond3,5, Alex Macario4,5, Elizabeth George1,5, Maximilian Schaefer1,5 and Joseph V Pergolizzi4,5
- Perioperative Clinical Research Core, Department of Anesthesia and Perioperative Care, University of California San Francisco, San Francisco, California, USA
- Upper Valley Interventional Radiology. McAllen, Texas, USA
- NEMA Research, Inc, Biomedical Research & Education Foundation, LLC, Miami Beach, FL, USA
- Departments of Anesthesia and Health Research and Policy, Stanford University, Palo Alto, California, USA
- Department of Medicine, Johns Hopkins University, Baltimore, Maryland, & Department of Anesthesia, Georgetown University School of Medicine, Washington, DC, USA
Because previous studies have suggested that motorized non-surgical spinal decompression can reduce chronic low back pain (LBP) due to disc degeneration (discogenic low back pain) and disc herniation, it has accordingly been hypothesized that the reduction of pressure on affected discs will facilitate their regeneration. The goal of this study was to determine if changes in LBP, as measured on a verbal rating scale, before and after a 6-week treatment period with non-surgical spinal decompression, correlate with changes in lumbar disc height, as measured on computed tomography (CT) scans.
A retrospective cohort study of adults with chronic LBP attributed to disc herniation and/or discogenic LBP who underwent a 6-week treatment protocol of motorized non-surgical spinal decompression via the DRX9000® with CT scans before and after treatment. The main outcomes were changes in pain as measured on a verbal rating scale from 0 to 10 during a flexion-extension range of motion evaluation and changes in disc height as measured on CT scans. Paired t-test or linear regression was used as appropriate with p < 0.05 considered to be statisti-cally significant.
We identified 30 patients with lumbar disc herniation with an average age of 65 years, body mass index of 29 kg/m2, 21 females and 9 males, and an average duration of LBP of 12.5 weeks. During treatment, low back pain decreased from 6.2 (SD 2.2) to 1.6 (2.3, p < 0.001) and disc height increased from 7.5 (1.7) mm to 8.8 (1.7) mm (p < 0.001). Increase in disc height and reduction in pain were significantly correlated (r = 0.36, p = 0.044).
Non-surgical spinal decompression was associated with a reduction in pain and an increase in disc height. The correlation of these variables suggests that pain reduction may be mediated, at least in part, through a restoration of disc height. A randomized controlled trial is needed to confirm these promising results.
© 2010 Apfel et al; licensee BioMed Central Ltd. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
* Correspondence: firstname.lastname@example.org
1Perioperative Clinical Research Core, Department of Anesthesia and Perioperative Care,
University of California San Francisco, San Francisco, California, USA
Apfel et al. BMC Musculoskeletal Disorders 2010, 11:155
An estimated 80% of the population will suffer from low back pain (LBP) at some point of their lives. Low back pain is the number one factor limiting activity in patients less that 45 years old, the second most frequent reason fordoctor’s visits, and the third most common cause for surgical procedures. In addition to imposing upon atients’ quality of life, LBP is of significant socioeconomic relevance because it may lead to a temporary loss of productivity, enormous medical and indirect costs, or even permanent disability.
While the management of persistent low back pain remains hotly debated, the traditional approach has been non-surgical treatment with nalgesia supplemented by physiotherapy. Given the limited efficacy of these modali-ties, there are also a number of alternative interventions such as massage, spinal manipulation, exercises, acupuncture, back school and cognitive behavioral therapy. The two most common diseases involving chronic LBP are discogenic low back pain, responsible for 39% ofcases, and disc herniation, accounting for just less than 30% of LBP incidence. These incidence frequencies are supported by the current data that most closely link the clinical pathology of discogenic low back pain and disc herniation to the anatomical structure of the intervertebral disc. Thus, another treatment option is motorized decom-pression, a technique designed to lessen pressure on the discs, vertically expand the intervertebral space, and restore disc height[5-7]. However, systematic reviews to date were unable to find sufficient evidence in the literature to support the use of this modality[8,9]. A subsequent chart review of 94 patients suggests that motorized non-surgical spinal decompression may be effective in reducing chronic low back pain. Furthermore, prelimi-nary data from a prospective cohort study in patients with chronic low back pain reported a median pain score reduc-tion from 7 to 0 (on a 11-point verbal rating scale) following a 6-week non-surgical spinal decompression treatment protocol.
The goal of this study was therefore to determine if changes in LBP, as measured on a verbal rating scale, before and after a 6-week treatment period with motorized non-surgical spinal decompression, correlate with changes in lumbar disc height, as measured on computed tomography scans.
This is a retrospective cohort study of patients who under-went a 6-week treatment protocol of non-surgical spinal decompression via the DRX9000®. A HIPAA(Health Insur-ance Portability and Accountability Act) waiver was obtained through Quorum IRB. This waiver permitted a review of medical records and access to CT scans ordered as part of standard of care.
Clinical Trial Registration Number: NCT00828880
Inclusion and exclusion criteria
Patients and their medical records were eligible for inclusion if the patient was at least 18 years of age, consented for the 6-week treatment protocol, and presented with chronic LBP of at least 3 out of 10 on a verbal rating scale and was due to either discogenic LBP or disc herniation according to a radiological diagnosis using standard medical definitions. Discogenic LBP is most succinctly defined as a loss of lower back function with pain due to disc degeneration. Degenerative disc diseases often emerge when abnormal stresses cause the nucleus gelatinosus to unevenly distribute weight, the annular fibrosis and end plate incur structural damage, and a destructive inflammatory response is triggered to accelerate and perpetuate the degeneration of the disc. A herniated disc (synonymous with a protruding or bulging disc) arises when the intervertebral disc degenerates and is weakened to such an extent that cartilage is pushed into the space containing the spinal cord or a nerve root and causes pain.
All patients were treated at the Upper Valley Interventional Radiology facility (McAllen, Texas). Patient symptoms were evaluated by medical history review, physical exami-nation, and a current CT scan (not older than 2 months prior to the start of treatment) to support a diagnosis of chronic discogenic LBP due to bulging, protruding or herniated intervertebral discs that may have been brought on by degenerative disc disease. Patients were only included if pre- and post-treatment CT scans were performed on the same device, measurements taken by the same investigator (WM), and data recorded on standard collection forms. One height measurement was Apfel et al. BMC Musculoskeletal Disorders 2010, 11:155
taken by WM for each of the intervertebral discs under-study per CT scan. Accuracy of data was confirmed by a second investigator (JP), but only one measurement was made of each intervertebral disc per CT scan. All CT scans analyzed were performed at least one hour after the subject got out of bed. The first CT scan was performed within two months before the initiation of the treatment, and the second CT scan at least one day after or on the day immediately before the final treatment session. Exclusion criteria for enrollment in the study were any patients with metastatic cancer; previous spinal fusion or placement of stabilization hardware, instrumentation or artificial discs; neurologic motor deficits; bladder or sexual dysfunction; alcohol or drug abuse; or litigation for a health-related claim (in process or pending for workers’ compensation or personal injury). Limitations of the spinal decompression system also led to the exclusion of patients with extremes of height (< 147 cm or > 203 cm) and body weight (> 136 kg).
Patients received treatment with the DRX9000® (Axiom Worldwide, Tampa, FL) as dictated by the intervention’s operating guidelines. In short, the protocol typically included 22 sessions of spinal decompression over a 6-week period with 28-minute active treatment sessions. At the start of each session, the patient is fitted with adjusta-blelower and upper body harnesses and is lowered into the supine position. To initiate active treatment the machine then pulls the patient gently on the lower harness while the upper harness remains stationary, thus distract-ing the patient’s spine. A safety button can be pushed at any time by the patient to release all tension immedi-ately. Daily treatments, Monday through Friday, were four weeks consisted of treatments every other day, Monday, Wednesday and Friday. Initial decompression force was adjusted to patient tolerance, starting at 4.54 kg (10 lbs) less than half their body weight. If a patient described the decompression pull as “strong or painful,” this distraction force was decreasedby 10%-25%. In subsequent treatment sessions, the distraction force was increased as tolerated to final levels of 4.54 kg to 9.07 kg (10 to 20 lbs) more than half their body weight. Patients continued to use analgesics prescribed by their physicians before enroll-ment, but were allowed to use additional non-steroidal pain medication should their pain increase temporarily and permitted to discontinue pain medication as needed. During the routine physical examination performed by WM prior to beginning the non-surgical spinal decompression treatment session, at the first and final visits maximal pain was evaluated during a flexion-extension range of motion exam with the question “How strong is your pain on a scale of 0-10 with 0 being no pain and 10 as bad as it could be?”
The first main outcome for this study was the change in pain during a range of motion evaluation measured on an 11-point verbal rating scale (VRS), with 0 being no pain and 10 being pain as excruciating as could be imagined, before and after the 6-week spinal decompression treatment regimen. The second main outcome was the change in average disc height as measured by CT scan. For each patient, average disc height of L3-L4, L4-L5 and L5-S1 was calculated before the first treatment session and at least one day after or on the day before the last treatment session.
Statistical analysis and sample size estimation
We assumed data to be normally distributed unless explor-atory analyses suggested otherwise, in which case a Kolmogorov-Smirnov test was to be applied. Since the treatment effect was defined as the difference between before and after the therapeutic intervention, a paired ttest was applied to test whether there was a reduction in pain and an increase in disc height. For the main hypothesis, the correlation between disc height changes and low back pain, we applied linear regression to quantify the relation-ship with Pearson’s correlation coefficient to determine statistical significance.
Sample size estimations were performed to have sufficient power to test with a two sided type I error of 0.05 and type II error of 0.2 (80% power). Given the sizeable treatment effect reported in the retrospective chart review and also in the prospective pilot study mentioned in the introduction, we expected a reduction in range of motion pain from 6 to 2, with a standard deviation of 2.5 This resulted in a sample size estimation of only 5 patients. To test changes in disc height, we expected a standard disc height of about 8 mm with diseased discs being slightly more compressed, i.e. at about 7.5 mm, and anticipated discs after the decompression treatment to measure at about 8.25 mm. Assuming a standard deviation of 1.0 mm, we estimated a required sample size of 16 patients in order to show a difference. The sample size for the main hypoth-esis, that the degree of pain reduction is associated with the amount of increase in disc height, was more difficult to estimate since no previous study had determined a corre-lation coefficient. Therefore, we chose a coefficient of 0.5 for a conservative expectation, resulting in a required sample size of 26 patients. Taking into consideration the possibility of drop-outs, we aimed to collect data from 30 patients.
During a two year period, Sept 19, 2005 to Aug 6, 2007, atotal of 103 patients were treated with the intervention,but only 30 of those patients fulfilled the per protocolinclusion and exclusion criteria for the analysis. The 30 participants consisted of 21 female and 9 male patients with lumbar disc herniation. They had a mean (SD) age of 65 (± 15) years, a body mass index of 29 (± 5) kg/m2, and an average duration of LBP of 12.5 (± 19) weeks with a score of 6.3 (± 2.2) on the VRS (Table 1). All 30 patients had a disc prolapse and the majority (n = 25) also had degenera-tive disc disease.
The maximum force during the first treatment was on average 33.9 (± 6.8) kg and gradually increased during subsequent treatment visits to 52.4 (± 7.6) kg (Table 2). Low back pain decreased from 6.2 (± 2.2) to 1.6 (± 2.3, p < 0.001) and disc height increased from 7.5 (± 1.7) to 8.8 (± 1.7) mm (p < 0.001) (Figures 1 and 2). There was a statistically significant correlation between the increase in disc height and a reduction in pain (r = 0.36, p = 0.044), with a 1 mm increase in disc height being associated with a reduction of 1.86 on the 11-point verbal rating scale (Fig. 3). No adverse events were reported during the treatment period.
Average disk height, pre-treatment (mm)
Pain, palpation (before first visit, 0-10) 6.2 (±2.2) Pain, range of motion (before first visit, 0-10) 6.2 (±2.2) Pain duration (weeks) 12.5 (±19.4)
Pain, palpation (before first visit, 0-10) 6.2 (±2.2) Pain, range of motion (before first visit, 0-10) 6.2 (±2.2) Pain duration (weeks) 12.5 (±19.4)
Disk Levels (with corresponding traction angles):
L3-L4 & L4-L5 (15-20°)
L4-L5 & L5-S1 (10-15°)
In this cohort study we extracted data from 30 patients with discogenic low back pain and found an average reduction in pain from 6.2 to 1.6 after non-surgical spinal decom-pression. This level of pain relief is consistent with two previous studies using DRX9000® to decrease chronic low back pain[10,11]. However, here we systematically investigated the change in disc height before and after the treatment, and were able to show that increases in disc height correlated with increased pain relief. A mechanical explanation for this correlation might be that the non spinal decompression reduces the pressure on the discs. This relief of stress would simultaneously promote regeneration of diseased and compressed discs and increase lumbar disc height, with the latter reducing load on the facet joints.
It is well recognized that continuous pressure on verte-bral discs decreases their height. Humans are taller in the morning after the discs decompress while the body is supine overnight and shorter in the evening after the discs have borne weight during daily activity. Interestingly, this effect occurs quite rapidly so that the majority of height-loss in a day occurs within the first hour of arising.